Advisor AI tools with published SOC 2 claims

Quoted vendor statements from the existing security fields. These are vendor claims, not audits by this directory.

Verified 2026-11-04

ToolRecorded security claims and sourceLast verified
Jump
SOC 2 Type II (security page); Says recording is optional, not required; Penetration testing and SSO mentioned on security page
↗ jump.ai/security
2026-11-04
Zocks
SOC 2 Type II (pricing FAQ); Says client conversations are never recorded; Says no LLMs hold or train on your data
↗ zocks.io/pricing
2026-11-04
Zeplyn
SOC 2 Type II; Zero data retention; PII redaction; SSO/MFA mentioned on security page
↗ zeplyn.ai/security
2026-10-26
Wealthbox (CRM + AI Assistant & Notetaker)
SOC 2 Type II (pricing page); SSO mentioned
↗ wealthbox.com/pricing
2026-11-04
Fathom
SOC 2 Type II, GDPR and HIPAA mentioned on homepage
↗ fathom.ai
2026-11-04
Hadrius
SOC 2 Type II; Zero-retention AI; AES-256 encryption; Penetration testing
↗ hadrius.com/security
2026-10-26
Saifr
SaifrScreen (its screening product) is SOC 2 Type 2 certified. Not confirmed for SaifrReview.
↗ saifr.ai/saifrscreen-trust-screening
2026-10-26
Global Relay
SOC 2 Type II, ISO 27001, SEC 17a-4, GDPR and HIPAA mentioned on homepage
↗ globalrelay.com
2026-10-26
Snappy Kraken
SOC 2 Type 2; Says it has FINRA- and SEC-ready approval workflows and archiving
↗ snappykraken.com
2026-11-04
FINNY
Says it maintains an ongoing SOC 2 Type 2 examination program
↗ finny.com
2026-11-04
Salesforce Financial Services Cloud + Agentforce
SOC 2 Type II, ISO 27001, zero data retention and AES-256 mentioned on Agentforce FS page
↗ salesforce.com/financial-services/artificial-intelligence
2026-10-26
Conquest Planning
SOC 2 Type II & ISO certified
↗ conquestplanning.com/pricing
2026-10-26
Holistiplan
SOC 2 Type II; MFA
↗ holistiplan.com/pricing
2026-11-04
Vanilla
Says it has completed four consecutive SOC 2 Type II audits with zero findings; AES-256, SSO and MFA mentioned on integrations page
↗ justvanilla.com
2026-10-26
Wealth.com
SOC 2 Type II; Data encrypted at rest and in transit, stored in the U.S.
↗ wealth.com/pricing
2026-10-26
Orion (Denali AI)
Says it holds ISO/IEC 42001 certification for AI (homepage); Says 'Orion maintains SOC 2 compliance'
↗ orion.com
2026-11-04
Milemarker
SOC 2 Type II; SSO; GDPR mentioned
↗ milemarker.co
2026-10-26
FinMate AI
SOC 2 Type 2; Cyber insurance via WTW and Coalition; Penetration testing
↗ finmate.ai
2026-10-26
FinTurk
SOC 2 Type II compliant
↗ finturk.com
2026-11-04
Theta Lake
SOC 2 Type 2-audited; ISO 27001; SEC 17a-4 WORM-compliant archive
↗ thetalake.com/products/security
2026-10-26
Addepar
Publishes a SOC 3 report (the public summary of a SOC 2 audit)
↗ addepar.com
2026-10-26
Altruist
SOC 2 Type 2 examination by an independent AICPA auditor
↗ altruist.com/legal/security
2026-10-26
eMoney Advisor
Annual SOC 2 audit
↗ emoneyadvisor.com/security
2026-10-26
Income Lab
SOC 2 Type II
↗ incomelaboratory.com/pricing
2026-11-04
DeepVest
SOC 2 Type II certified
↗ deepvest.ai
2026-11-04
Asset-Map
SOC 2 (stated)
↗ asset-map.com
2026-11-04
FINTRX
SOC 2 Type 2 attested
↗ fintrx.com/security
2026-10-26

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